FINRA's out with 11-39. "Not intended to alter...10-6"
Here's the direct link. Let the discussion begin.
Helping the financial industry adopt social networking
David Rosen's Discussions
FINRA's out with 11-39. "Not intended to alter...10-6"
1 Reply
Here's the direct link. Let the discussion begin.
Started this discussion. Last reply by David Rosen Aug 19, 2011.
Top Compliance Issues in SM for Private Equity?
What laws, regulations and company-originated compliance rules shouldbe taken into account when using social media for private equity? Let's crowdsource a list and discuss.Continue
Tags: Compliance, Equity, Private
Started Aug 10, 2010
Top compliance Issues in SM for Hedge Funds?
What laws, regulations and company-originated compliance rules shouldbe taken into account when using social media for hedge funds? Let's crowdsource a list and discuss.Continue
Started Aug 10, 2010
Top compliance Issues in SM for Wealth Management?
6 Replies
What laws, regulations and company-originated compliance rules should be taken into account when using social media for wealth management? Let's crowdsource a list and discuss.Continue
Tags: Management, Wealth
Started this discussion. Last reply by David Rosen Aug 11, 2010.
David Rosen's Page
Latest Activity
David Rosen replied to David Rosen's discussion 'FINRA's out with 11-39. "Not intended to alter...10-6"'
So 10-6 specifically referenced blogs, Twitter, LinkedIn and Facebook, as well as "interactive electronic forums" generally. With 11-39, that generality seems to get underlined with reference to "any social media site."…
Profile Information
- Title
- Director, Corporate-Financial Practice, Burson-Marsteller (comments are my own)
- Website
- http://b2bformula.com
- Contact Info
- Fusing B2B social media, SEO & media relations into integrated PR. Turning #SM into biz science! Comments are my own, not my employer's.
david.rosen@bm.com; 212-614-5272
David Rosen's Blog
5 Reasons Why Wall Street {Hearts} Social Media
1. Trust deficit: With trust in financial institutions at a record low, Wall Street will need to turn to the channels people trust most -- the communities they know and the wise crowds they respect.
2. "Quants meet Metrics, Metrics, meet Quants." Although Wall Street is behind in social media adoption today, can anyone doubt that once the compliance issues are hashed out, Wall Street's talent for numbers… Continue
2. "Quants meet Metrics, Metrics, meet Quants." Although Wall Street is behind in social media adoption today, can anyone doubt that once the compliance issues are hashed out, Wall Street's talent for numbers… Continue
Posted on August 10, 2010 at 9:00am
Comment Wall
- No comments yet!
© 2012 Created by Chad Bockius.
