Neal Linkon's Page

"I thought FINRA was clear that reps and advisors aren't responsible for anything a third party does on their site, including posting or "liking." Exceptions, of course, for complaints, but not for basic Wall posts or…"

"For us it's marketing and communications, but with compliance, legal, supervision and others partnering with us."

"We've taken the approach that a "like" or a RT constitutes adoption as defined by FINRA, so we've advised reps to be circumspect about their use of such features. Some things are obviously okay and some things are obviously not…"

"As I understand them, LinkedIn company profiles are designed to work like a wiki, so that anybody who they validate as being an actual employee (via the email address) is allowed to edit the profile. I don't think that's a loophole. And…"